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Financial asset location,
for California judgment creditors.

GLBA-compliant banking and brokerage research. The work your firm's TLOxp or LexisNexis subscription — by federal law — cannot do.

Scope Banking · Brokerage · Entity · Property Basis GLBA Permissible Purpose Turnaround 5–10 business days
§ 01  ·  The Legal Basis
§ 6802 Gramm-Leach-Bliley Act
15 U.S.C. § 6801 et seq.

Why financial record access requires more than a
database subscription.

Most law firms subscribe to TLOxp, LexisNexis PeopleMap, or Westlaw PeopleMap. These are powerful tools for locating people, identifying addresses, and pulling public-record data.

They cannot, under federal law, provide active banking and brokerage account information without a court subpoena. The Gramm-Leach-Bliley Act prohibits it.

Permissible Purpose

Post-judgment enforcement of a legal obligation is a recognized permissible purpose under GLBA. That classification is what allows a licensed investigator — through compliant, licensed data providers — to access the nonpublic personal financial information your firm's public-record databases cannot touch.

That access is the gap between knowing a debtor exists and knowing where their money is.

What that means, in practice

You don't need a subpoena to confirm whether a debtor holds an active checking account at a specific institution, whether they have a brokerage relationship, or whether either has moved since the judgment was entered. You need a PI working under the correct permissible-purpose framework.

Every category of record we access has a documented legal basis. Every finding in the report traces back to its source.

Peninsula-specific note · Liability exposure

Bay Area attorneys know what happens
when collection methodology crosses a line.

California regulators have moved aggressively against firms using pretexting, sewer service, and fraudulent discovery tactics to collect debts. A bar complaint or regulatory action stemming from the conduct of a retained PI is an existential threat to a law firm's license.

Every step of our research methodology is documented, sourced, and defensible. If a finding is ever challenged — in court, in arbitration, or in a bar complaint — you can produce the methodology and the basis for every record accessed.

§ 02  ·  The Gap

What a database subscription will find —
and what it won't.

A straight side-by-side. If your firm already runs TLOxp or LexisNexis, you have the left column. What you need is the right.

Your firm's subscription

TLOxp / LexisNexis PeopleMap / Westlaw

  • Address history & current-address confirmation
  • Vehicle registrations & VIN lookup
  • Real property deeds & transfer history
  • UCC filings & secured-party research
  • Corporate affiliations & officer records
  • Court records & civil litigation history
  • SSN trace & DOB verification
  • Public-record phone & email association
Licensed PI under GLBA

What your subscription cannot legally provide

  • Active bank-account identification, by institution
  • Banking relationship confirmation & account status
  • Balance indicators, where permissibly available
  • Brokerage & securities account research
  • Money-market & investment-fund relationships
  • Payroll-deposit institution identification
  • Retirement-account custodian research
  • All of the above, under documented permissible purpose

"If your firm already runs TLOxp, you have the foundation. What you don't have is the banking layer — and that's where most collectible assets actually sit."

§ 03  ·  What the Research Actually Covers

Four layers.
One written report.

The research is organized as four discrete layers. Each layer has a distinct legal basis, a distinct source set, and a distinct enforcement application. The final report synthesizes them.

Layer 01

Banking research.

Active accounts, confirmed institution, current relationship status.

We identify active banking relationships held by the debtor at the institution level — the checking account the debtor uses, the secondary bank they opened after the judgment, the business operating account tied to an affiliated LLC.

Banking research is the single most load-bearing layer of a California enforcement file. A bank levy is only as good as the institution on the writ. If the account isn't there, the levy serves no one.

Covers
Personal checking · Business operating · Money market
Output
Institution, account status, relationship date range
Basis
GLBA § 6802(e)(3)(A) — permissible purpose
Used for
Writ of execution · Bank levy targeting
Layer 02

Brokerage & securities research.

For debtors whose wealth doesn't sit in a checking account.

Debtors with meaningful assets frequently hold them in brokerage accounts, managed portfolios, or self-directed IRAs. These positions are invisible to a public-record search and equally invisible to a standard skip trace.

For Peninsula debtors in particular — venture equity, RSUs, concentrated public-company stock — the brokerage layer is often where the collectible value actually lives.

Covers
Retail brokerage · Managed advisory · Self-directed IRA
Output
Custodian, account type, relationship confirmation
Basis
GLBA permissible purpose
Used for
Charging orders · Writ against intangibles
Layer 03

Corporate entity linkage.

SSN-to-entity and the new LLCs the debtor opened after judgment.

Post-judgment debtors restructure. A family LLC absorbs the house, an S-corp absorbs the income, a holding entity absorbs the brokerage position. Each restructuring leaves a record — if you know where to look.

We perform SSN-to-entity linkage across California and the states the debtor is operationally connected to. The output identifies entities formed since the judgment was entered, registered agents, officer overlap, and operational addresses.

Covers
SoS filings · SSN-to-entity linkage · Officer overlap
Output
Entity list, formation dates, registered agents
Basis
Licensed investigative databases
Used for
Alter-ego analysis · Additional enforcement targets
Layer 04

California real property research.

County recorder layer with transfer-pattern analysis.

We query the county recorder in every California county the debtor has a documented connection to — ownership, grantor/grantee transfers, trust deeds, judgment liens, tax liens.

Most usefully for enforcement: we flag transfers that occurred after your judgment was entered. A post-judgment transfer into a family LLC, trust, or third party is the pattern courts evaluate under the UVTA (California Civ. Code § 3439 et seq.).

Covers
All CA counties with debtor connection
Output
Ownership, transfer dates, grantee analysis
Basis
County recorder · Public record
Used for
Abstract of judgment · UVTA analysis
§ 04  ·  Compliance Statement

Every record is legally obtained.
Every method is documented.

All financial research is conducted under permissible purpose as defined by the Gramm-Leach-Bliley Act. Post-judgment enforcement of a legal obligation is a recognized permissible purpose. Research is conducted through licensed data providers operating within GLBA compliance frameworks.

No financial records are accessed through pretexting, social engineering, phone impersonation, or any method outside California and federal law. A copy of our research agreement, which includes our compliance representations in writing, is available upon request before you sign.

CA Licensed PI · Lic. No. 188566 GLBA-Compliant Data Providers Written Compliance Representations Methodology Documentation on Request
§ 05  ·  Engagement

Submit the judgment.
We'll scope the research.

A short intake. You'll have a flat-fee quote or an honest decline within one business day. No sales calls. No automated follow-up past the response.